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07/30/2024 | 36 | FILED OPINION (ROOPALI H. DESAI, ANA DE ALBA and PHILIP S. GUTIERREZ) AFFIRMED in part, REVERSED in part, and REMANDED. Each party shall bear its own costs on appeal. Judge: RHD Authoring. FILED AND ENTERED JUDGMENT. [12899420] (MM) | |
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Case: 23-15480, 07/30/2024, ID: 12899420, DktEntry: 36-1, Page 1 of 24
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
ROCHELLE SCOTT, individually, and as co-special administrator of the estate of ROY ANTHONY SCOTT; FREDRICK WAID, as co-special administrator of the estate of ROY ANTHONY SCOTT,
Plaintiffs-Appellees,
KYLE SMITH; THEODORE HUNTSMAN; LAS VEGAS METROPOLITAN POLICE DEPARTMENT,
Defendants-Appellants.
No.23-15480
D.C. No.
2:20-cv-01872- RFB-EJY
OPINION
Appeal from the United States District Court for the District of Nevada
Richard F. Boulware II, District Judge, Presiding
Argued and Submitted May 13, 2024 Phoenix, Arizona
Filed July 30, 2024
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Before: Roopali H. Desai and Ana de Alba, Circuit Judges,
and Philip S. Gutierrez,* District Judge.
Opinion by Judge Desai
SUMMARY**
Qualified Immunity / Excessive Force
The panel affirmed the district court’s denial of qualified
immunity to Las Vegas Metropolitan Police Department
officers on a Fourth Amendment claim for violation of the
right to be free from excessive force, and reversed the district
court’s denial of qualified immunity on a Fourteenth
Amendment claim for violation of the right to familial
association.
Roy Scott, who was unarmed and in mental distress,
called the police for help. Officers used force to restrain
him, although he complied with officers’ orders and was not
suspected of a crime, and shortly after lost consciousness and
was later pronounced dead. Scott’s daughter Rochelle and a
representative of Scott’s estate sued the Department and two
officers.
The panel affirmed the district court’s denial of qualified
immunity on plaintiffs’ Fourth Amendment claim. Viewing
* The Honorable Philip S. Gutierrez, United States District Judge for the
Central District of California, sitting by designation.
** This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
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the facts in the light most favorable to plaintiffs, the officers
violated Scott’s Fourth Amendment right to be free from
excessive force. Because Scott was mentally ill, was not
suspected of a crime, and did not present a risk to officers or
others, the government’s interest in applying force was
limited. A reasonable jury could find that the officers’ use
of severe or deadly force was constitutionally
excessive. The panel further held that Scott’s Fourth
Amendment rights were clearly established at the time of the
violation. Drummond ex rel. v. Drummond v. City of
Anaheim, 343 F.3d 1052 (9th Cir. 2003), clearly established that the officers’ use of force was constitutionally excessive.
The panel reversed the district court’s denial of qualified
immunity on Rochelle’s Fourteenth Amendment
claim. Viewing the facts in the light most favorable to
plaintiffs, the officers violated Rochelle’s right to familial
association. However, because that right was not clearly
established at the time of the officers’ conduct, the officers
were entitled to qualified immunity.
COUNSEL
Peter Goldstein (argued), Law Offices of Peter Goldstein,
Las Vegas, Nevada, for Plaintiffs-Appellees.
Craig R. Anderson (argued), Marquis Aurbach Coffing, Las
Vegas, Nevada, for Defendants-Appellants.
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OPINION
DESAI, Circuit Judge:
Early in the morning on March 3, 2019, Roy Scott called
the police for help. But he did not get it. Las Vegas
Metropolitan Police Department Officers Kyle Smith and
Theodore Huntsman came to the scene. Scott was unarmed
and in mental distress. Though he complied with the
officers’ orders and was not suspected of a crime, Smith and
Huntsman initiated physical contact, forced Scott to the
ground, and used bodyweight force to restrain him. Shortly
after, Scott lost consciousness and he was later pronounced
dead. Scott’s daughter and a representative of Scott’s estate
sued the officers and the Department for violating their
constitutional rights, including the Fourth Amendment right
to be free from excessive force and the Fourteenth
Amendment right to familial association.
Officers Smith and Huntsman appeal the district court’s
order denying summary judgment on the basis of qualified
immunity. We hold that, construing the facts in the light
most favorable to Plaintiffs, Smith and Huntsman violated
Scott’s Fourth Amendment rights. Because the applicable
law was clearly established at the time of the incident, we
affirm the denial of qualified immunity for Plaintiffs’ Fourth
Amendment claim. As to Rochelle Scott’s Fourteenth
Amendment claim, we hold that Officers Smith and
Huntsman violated Rochelle Scott’s Fourteenth Amendment
right to familial association, but that right was not yet
“clearly established” at the time of the violation. We thus
affirm in part and reverse and remand in part.
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BACKGROUND
Early in the morning on March 3, 2019, Roy Scott called
911.1 He reported multiple assailants outside his apartment
with a saw. Las Vegas Metropolitan Police Department
Officers Smith and Huntsman were assigned to the call.
Dispatch notified the officers that Scott was mentally ill.
Scott was distressed and hallucinating when Officers
Smith and Huntsman arrived at his apartment. After Smith
and Huntsman knocked and identified themselves, Scott
yelled to the officers to “break the door down” claiming that
there were people inside his house. The officers did not
break the door in because they did not hear anyone inside the
apartment. Instead, they continued to knock and order Scott
to come to the door. About two minutes after first knocking
on the door, Smith told Huntsman, “this is a 421A for sure,”
using the department code to indicate he believed Scott was
mentally ill. Huntsman then called through the door: “Sir,
have you been diagnosed with any mental diseases?” After
Scott did not come to the door, Smith asked dispatch to call
Scott back to ask him to come to the door, noting again that
Scott appeared to be mentally ill. Smith then said to
Huntsman: “I ain’t going in there. That’s too sketchy.”
Huntsman agreed, “That dude’s wacky.” Peering into Scott’s
window, Huntsman asked Smith if he could see the “crazed
look in [Scott’s] eye.” They could not see anyone else in
Scott’s apartment.
When Scott did not open the door, Smith called their
sergeant, turning off his body worn camera. On Huntsman’s
1 This is an interlocutory appeal challenging the denial of qualified
immunity. As we recount the facts here, we thus resolve all disputed
factual issues in Plaintiffs’ favor. See Est. of Anderson v. Marsh, 985
F.3d 726, 731 (9th Cir. 2021).
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camera, Smith can be heard telling their sergeant that Scott
sounds mentally ill. After ending the call, Smith told
Huntsman that their sergeant said that “at the end of the day
we can’t do anything if we don’t hear any reason to have an
exigent circumstance.” Smith also explained that their
Sergeant suggested they try again to get Scott to come to the
door. Smith resumed knocking and ordered Scott to come to
the door. Seconds later, and about seven minutes after Smith
and Huntsman arrived on the scene, Scott opened the door.
As Scott opened the door, Smith retreated down the stairs
in front of Scott’s apartment. Scott held a metal pipe at his
side as he descended the stairs. He immediately dropped the
pipe when officers asked him to do so. Disoriented, Scott
asked the officers twice: “What am I supposed to do?” Smith
and Huntsman directed him to stand near a wall at the base
of the stairs, and Scott immediately complied. When
Huntsman asked Scott if he had any other weapons, Scott
produced a knife from his front pocket and said, “I am
sorry.” He handed the knife to Huntsman handle-side out and
did not make any threatening gestures.
Smith and Huntsman ordered Scott to face the wall,
shining a flashlight at him. Scott told them that the light
bothered him and that he had paranoid schizophrenia. He
asked twice: “Can you just put me in the car please?” When
asked about the weapons he had relinquished, Scott
explained, “I think people are after me.” Smith again
directed Scott to face the wall, and Scott replied, “I’m
paranoid, I can’t turn around.” Smith told Scott, “You’re
fine. We are out here to help you.” Scott repeatedly
responded, “I’m not fine.” Although they did not discuss it,
officers allege they recognized Scott was in “some sort of
distress” and concluded he met the qualifications for a
medical hold for his mental health and safety.
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Smith and Huntsman approached Scott and grabbed his
arms. Scott repeatedly pleaded “please” and “what are you
doing” in a distressed voice, while Smith and Huntsman
pulled him to the ground. At first, the officers held Scott’s
arms at his sides while he was lying on his back. In this
position, Scott screamed, struggled, and pled with the
officers to leave him alone for over two minutes. The
officers then eventually rolled Scott onto his stomach,
repeatedly ordering Scott to “stop.” With Scott on his
stomach and with his hands restrained behind his back,
Huntsman put his bodyweight on Scott’s back and neck for
about one to two minutes. At the same time Smith put his
weight on Scott’s legs, restraining his lower body. Scott’s
pleas turned increasingly incoherent and breathless as
Huntsman applied his bodyweight.
After handcuffing him, the officers attempted to roll
Scott on his side, as he continued to incoherently cry out that
he wanted to be left alone. When they rolled Scott over, his
face was bloody from contact with the ground. Scott stopped
yelling and thrashing around after a few minutes. Scott did
not respond when Smith and Huntsman tried to wake or
revive him. Shortly after, when the paramedics arrived, Scott
was still unresponsive. Scott was pronounced dead after
paramedics removed him from the scene. Plaintiffs’ expert
found that Scott had died from restraint asphyxia.
Rochelle Scott (Scott’s daughter and co-special
administrator of his estate) and Fredrick Waid (co-special
administrator of Scott’s estate) sued Officer Smith, Officer
Huntsman, and the Department. They alleged claims under
42 U.S.C. § 1983 for violation of Scott’s Fourth Amendment
right to be free from excessive force and Rochelle Scott’s
Fourteenth Amendment right to familial association, among
other claims. Defendants Smith and Huntsman moved for
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summary judgment, arguing in part that no constitutional
violation occurred and that they were entitled to qualified
immunity.
The district court granted in part and denied in part
Defendants’ motion for summary judgment. Relevant here,
the district court denied qualified immunity to Smith and
Huntsman on Plaintiffs’ Fourth Amendment claim and on
Rochelle Scott’s Fourteenth Amendment claim. Smith and
Huntsman timely appealed.
JURISDICTION
As a threshold matter, we address our jurisdiction to hear
this interlocutory appeal. A denial of summary judgment is
not ordinarily appealable because it is not a “final decision.”
See 28 U.S.C. § 1291; Ballou v. McElvain, 29 F.4th 413, 421
(9th Cir. 2022). But we may “review orders denying
qualified immunity under the collateral order exception to
finality.” Ballou, 29 F.4th at 421. The scope of our
jurisdiction is “circumscribed.” George v. Morris, 736 F.3d 829, 834 (9th Cir. 2013). We cannot consider “a fact-related
dispute” over whether the evidence is “sufficient to show a
genuine issue of fact for trial.” Est. of Anderson, 985 F.3d at
731 (quoting Foster v. City of Indio, 908 F.3d 1204, 1210
(9th Cir. 2018)). But we may decide “whether the defendant
would be entitled to qualified immunity as a matter of law,
assuming all factual disputes are resolved, and all reasonable
inferences are drawn, in plaintiff’s favor.” George, 736 F.3d
at 836 (quoting Karl v. City of Mountlake Terrace, 678 F.3d
1062, 1068 (9th Cir. 2012)) (cleaned up). In other words, we
have jurisdiction when defendants are not asking us “to re
decide the facts, but rather, to reapply the law.” Moran v.
Washington, 147 F.3d 839, 844 (9th Cir. 1998).
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Smith and Huntsman devote much of their briefing to
their version of events that Scott disputes. But here, the
district court denied the officers’ request for qualified
immunity because the record presents multiple genuine
issues of fact. Those include whether Scott tried to reach for
his jacket pocket before falling to the ground, whether Scott
voluntarily fell to the ground or was forced to the ground in
a takedown maneuver, how long Scott was in a facedown
position on the ground, how long Officer Huntsman had his
knee on Scott’s back and neck, the timing of Scott’s
handcuffing, and the cause of Scott’s death. We must accept
these findings unless Plaintiffs’ “version of events is
‘blatantly contradicted by the record.’” Orn v. City of
Tacoma, 949 F.3d 1167, 1171 (9th Cir. 2020) (quoting Scott
- Harris, 550 U.S. 372, 380 (2007)). In short, we cannot
credit Defendants’ version of the facts or “assume that a jury
would resolve factual disputes in [their] favor.” Id. Thus,
though we lack jurisdiction to redecide factual disputes, we
can evaluate whether, assuming each dispute is resolved in
favor of Plaintiffs, Defendants are entitled to qualified
immunity. Construing the facts in favor of Plaintiffs, we hold
that Officers Smith and Huntsman are not entitled to
qualified immunity for Plaintiffs’ Fourth Amendment claim.
We find Smith and Huntsman are entitled to qualified
immunity for Rochelle Scott’s Fourteenth Amendment
claim.
STANDARD OF REVIEW
We review the grant or denial of summary judgment on
the ground of qualified immunity de novo. Ballou, 29 F.4th
at 421. “Because the reasonableness standard ‘nearly always
requires a jury to sift through disputed factual contentions . .
. summary judgment . . . in excessive force cases should be
granted sparingly.’” Torres v. City of Madera, 648 F.3d
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1119, 1125 (9th Cir. 2011) (quoting Santos v. Gates, 287
F.3d 846, 853 (9th Cir. 2002)).
DISCUSSION
To determine whether Smith and Huntsman are entitled
to qualified immunity, we ask two questions. First, viewing
the facts in the light most favorable to Plaintiffs, did Smith
and Huntsman violate a constitutional right? Rice v.
Morehouse, 989 F.3d 1112, 1120 (9th Cir. 2021). And
second, if a constitutional right was violated, was it a clearly
established right? Id. Plaintiffs assert that Smith and
Huntsman violated both their Fourth and Fourteenth
Amendment rights. For each claim, we answer these
questions in turn.
- Fourth Amendment Claim
- Smith and Huntsman violated Scott’s Fourth
Amendment rights.
“Under the Fourth Amendment, police may use only
such force as is objectively reasonable under the
circumstances.” LaLonde v. County of Riverside, 204 F.3d
947, 959 (9th Cir. 2000). To assess the objective
reasonableness of an officer’s actions, “we consider: (1) the
severity of the intrusion on the individual’s Fourth
Amendment rights by evaluating the type and amount of
force inflicted, (2) the government’s interest in the use of
force, and (3) the balance between the gravity of the
intrusion on the individual and the government’s need for
that intrusion.” Rice, 989 F.3d at 1121 (quoting Lowry v. City
of San Diego, 858 F.3d 1248, 1256 (9th Cir. 2017) (en banc))
(cleaned up). We must consider the totality of the
circumstances “from the perspective of a reasonable officer
on the scene, rather than with the 20/20 vision of hindsight.”
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Graham v. Connor, 490 U.S. 386, 396 (1989). After
weighing the totality of the circumstances, we find that
Officers Smith and Huntsman violated Scott’s Fourth
Amendment rights.
- The type and amount of force used.
First, we hold that Smith and Huntsman used deadly
force. To classify the force used, we consider the specific
circumstances of the case. Rice, 989 F.3d at 1121. “Both the
nature and degree of physical contact and the risk of harm
and the actual harm experienced are relevant.” Seidner v. de
Vries, 39 F.4th 591, 597 (9th Cir. 2022) (quoting Williamson
- City of National City, 23 F.4th 1146, 1152 (9th Cir. 2022)
(cleaned up). Deadly force is force that “creates a substantial
risk of causing death or serious bodily injury.” Smith v. City
of Hemet, 394 F.3d 689, 706 (9th Cir. 2005).
Huntsman used bodyweight compression on Scott’s
back and neck during and shortly after handcuffing him.
While Smith restrained Scott’s lower body, Huntsman kept
his bodyweight on Scott’s back and neck for about one to
two minutes while Scott’s pleas turned increasingly
incoherent and breathless. Shortly after, Scott lost
consciousness. He was declared dead after paramedics
removed him from the scene. This was severe, deadly force.
Our precedent establishes that the use of bodyweight
compression on a prone individual can cause compression
asphyxia. Drummond ex rel. Drummond v. City of Anaheim,
343 F.3d 1052, 1056–57 (9th Cir. 2003). In Drummond, for
example, officers “press[ed] their weight on [the plaintiff’s]
neck and torso as he lay handcuffed on the ground.” Id. at
- This force was “severe and, under the circumstances,
capable of causing death or serious injury.” Id. Drawing all
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reasonable inferences in Plaintiffs’ favor, a jury could find
Smith and Huntsman’s conduct was similar deadly force. 2
- The government’s interest in the use of force.
We next evaluate the government’s interests by
considering the severity of the crime at issue, whether the
suspect poses an immediate threat to the safety of the officers
or others, and whether a suspect is actively resisting arrest or
attempting to escape. Espinosa v. City and County of San
Francisco, 598 F.3d 528, 537 (9th Cir. 2010). “These factors
are non-exhaustive, and we examine the totality of the
circumstances, including the availability of less intrusive
alternatives to the force employed and whether proper
warnings were given.” Rice, 989 F.3d at 1121–22 (citations
omitted). The “most important” factor is whether the suspect
posed an immediate threat. Id. at 1121 (quoting Isaveya v.
Sacramento Sheriff’s Dep’t, 872 F.3d 938, 947 (9th Cir.
2017)). “However, a simple statement by an officer that he
fears for his safety or the safety of others is not enough; there
must be objective factors to justify such a concern.” Deorle
- Rutherford, 272 F.3d 1272, 1281 (9th Cir. 2001).
When weighing these factors, we also take a detainee’s
mental illness into account. Drummond, 343 F.3d at 1058.
“The problems posed by, and thus the tactics to be employed
against, an unarmed, emotionally distraught individual who
is creating a disturbance or resisting arrest are ordinarily
different from those involved in law enforcement efforts to
subdue an armed and dangerous criminal who has recently
2 This comparison is further bolstered by the fact that Drummond used a
stricter test than the one we apply today. After Drummond, we relaxed
our definition of deadly force to encompass force that creates a
substantial risk of serious bodily injury, rather than only a substantial
risk of death. See Smith, 394 F.3d at 705–06.
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committed a serious offense.” Id. (quoting Deorle, 272 F.3d
at 1282–83). Even if “an emotionally disturbed individual is
‘acting out’ and inviting officers to use deadly force to
subdue him,” the government interest in using such force is
limited “by the fact that the officers are confronted, not with
a person who has committed a serious crime against others,
but with a mentally ill individual.” Id. (quoting Deorle, 272
F.3d at 1283). Thus, although there is no per se rule
establishing different classifications of suspects, we have
recognized that counseling, where feasible, “may provide
the best means of ending a crisis.” Id. (quoting Deorle, 272
F.3d at 1283).
Here, the City’s interests were limited. First, Smith and
Huntsman did not suspect Scott of a crime. Indeed, Scott
called 911 because he feared he was a victim of a crime. And
officers quickly acknowledged at the scene that he appeared
to be suffering from mental illness.
Second, viewing the facts in the light most favorable to
Plaintiffs, Scott did not pose a danger to the officers or
others. Huntsman and Smith did not receive any warning that
Scott was dangerous or that he had threatened himself or
others. When Smith and Huntsman arrived on the scene,
Scott was alone in his apartment, and did not threaten
officers when speaking through the closed door. Nor did he
threaten his own life. After officers persuaded Scott to exit
his apartment, he still did not threaten officers or himself.
Scott stood against a wall as ordered and made no sudden or
threatening gestures toward the officers.
Defendants argue that Scott posed a threat because he
had two weapons—a pipe and a knife. But at the scene, Scott
immediately relinquished both objects when directed to do
so, handing the knife to the officers with the handle out. He
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explained openly that he was mentally ill and paranoid and
asked the officers to put him into their patrol car. Taking the
facts in the light most favorable to Scott, a jury could find he
posed no threat to the officers. See Smith, 394 F.3d at 702
(holding that, though the plaintiff was not completely
compliant, “considering the evidence in the light most
favorable to him, a rational jury could very well find that he
did not, at any time, pose a danger to the officers or others”).
Third, whether Scott was “actively resisting arrest” is
more complicated. Scott asked Smith and Huntsman not to
touch him, and screamed and tried to pull away from the
officers after they pulled him to the ground. But degree
matters. Scott did not attack the officers or anyone else, nor
did he threaten to do so. Instead, he stood where officers
directed him to stand and made no threatening movements.
See id., 394 F.3d at 703 (finding it significant that the suspect
did not attack or threaten officers although he “ignored the
officers’ requests to remove his hands from his pajamas and
to place them on his head”).
Finally, construing the facts in favor of Plaintiffs, Smith
and Huntsman ignored less intrusive alternatives to the force
they employed. Plaintiffs’ expert opined that Smith and
Huntsman had alternatives to bodyweight force. They could
have used verbal de-escalation strategies, waited for the
support of additional officers to execute a safer “team
takedown,” or waited for EMS to execute a “soft restraint.”
Smith and Huntsman employed none of these alternatives.
See Rice, 989 F.3d at 1124 (“Although officers ‘need not
avail themselves of the least intrusive means of responding
to an exigent situation,’ their failure to consider ‘clear,
reasonable and less intrusive alternatives’ to the force
employed ‘militates against finding the use of force
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reasonable.’” (quoting Glenn v. Washington County, 673
F.3d 864, 876 (9th Cir. 2011))).
In sum, because Scott was mentally ill, was not
suspected of a crime, and did not present a risk to officers or
others, the government’s interest in applying force was
limited.
iii. The balance of interests.
Finally, we must balance the force used against the need
for such force to determine whether the force used was
“greater than is reasonable under the circumstances.”
Espinosa, 598 F.3d at 537 (quoting Santos, 287 F.3d at 854).
Generally, deadly force is not permissible “unless it is
necessary to prevent escape and the officer has probable
cause to believe that the suspect poses a significant threat of
death or serious physical injury to the officer or others.”
Smith, 394 F.3d at 704 (quoting Tennessee v. Garner, 471
U.S. 1, 3 (1985)). But even non-deadly force must not to be
deployed lightly. Drummond, 343 F.3d at 1057. Force “is
permissible only when a strong government interest
compels” the degree of force used. Id. (quoting Deorle, 272
F.3d at 1280).
We hold that Smith and Huntsman were not justified in
using deadly force against Scott, a mentally ill person who
was not suspected of committing a crime and presented little
or no danger. See Garner, 471 U.S. at 8, 11 (“Where the
suspect poses no immediate threat to the officer and no threat
to others, the harm resulting from failing to apprehend him
does not justify the use of deadly force to do so.”). Indeed,
there are genuine issues of fact regarding whether any force
was necessary. See, e.g., Young v. County of Los Angeles,
655 F.3d 1156, 1166 (9th Cir. 2011) (officer was not
justified in use of “significant force” against a nonviolent
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individual suspected of a misdemeanor). The balance of
interests here is similar to Drummond, where officers also
used significant or deadly force on a mentally ill individual
to detain him for a mental health hold. Drummond, 343 F.3d
at 1059. Like Drummond, an officer pressed his “weight
against [Scott’s] torso and neck, crushing him against the
ground.” Id. And despite his pleas, and a lack of any apparent
danger, they continued to detain him. Id. at 1059–60. There,
as here, “grievous injury does not serve [the] objective” of
taking an individual into “custody to prevent injury to
himself” when he is not suspected of any crime. Id. at 1059.
Viewing the facts in the light most favorable to Plaintiffs, a
reasonable jury could thus find that the officers’ use of
severe or deadly force was constitutionally excessive.
- Scott’s Fourth Amendment rights were clearly
established at the time of the violation.
Because we hold that Smith and Huntsman’s actions,
taken in the light most favorable to Plaintiffs, establish a
constitutional violation, we must next consider whether the
law was clearly established, so that a reasonable officer
would know the officers’ conduct was unconstitutional.
“Conduct violates a clearly established right if the
unlawfulness of the action in question is apparent in light of
some pre-existing law.” Ballou, 29 F.4th at 421 (quoting
Benavidez v. County of San Diego, 993 F.3d 1134, 1151–52
(9th Cir. 2021) (cleaned up). There need not be a case
“directly on point,” but “the constitutional question must be
‘beyond debate.’” Ohlson v. Brady, 9 F.4th 1156, 1166–67
(9th Cir. 2021) (quoting Kramer v. Cullinan, 878 F.3d 1156,
1163 (9th Cir. 2018)).
Our caselaw makes clear that any reasonable officer
should have known that bodyweight force on the back of a
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prone, unarmed person who is not suspected of a crime is
constitutionally excessive. Long before Scott’s death, we
clearly established that it is unconstitutional to use
bodyweight force on the back and neck of a prone and
unarmed individual. See Drummond, 343 F.3d at 1059. The
law is especially clear where, as here, the officers know the
prone individual is suffering from a mental illness and is not
suspected of a crime. Id. In Drummond, officers “pressed
their weight against [an individual’s] torso and neck,
crushing him against the ground.” Id. They “maintained that
pressure for a significant period of time” while the suspect
was prone, handcuffed, “offered no resistance,” and
“repeatedly told the officers that he could not breathe and
that they were choking him.” Id. at 1054, 1063. We found
that “[v]iewing the evidence in the light most favorable to
[the plaintiff], . . . the officers had ‘fair warning’ that the
force they used was constitutionally excessive even absent a
Ninth Circuit case presenting the same set of facts.” Id. at
- Indeed, we needed “no federal case directly on point
to establish that kneeling on the back and neck of a compliant
detainee, and pressing the weight of two officers’ bodies on
him even after he complained that he was choking and in
need of air violates clearly established law.” Id. at 1062.
The similarities between this case and Drummond are
striking. Scott was not suspected of a crime. Instead, he was
taken into custody because of his mental health. Though they
were presented with an individual experiencing a mental
health crisis and presenting no obvious danger to others,
Smith and Huntsman crushed Scott’s back and neck to
subdue him while handcuffing him. Scott also cried out with
increasing distress and incoherence as the officers’ force
escalated. Reasonable officers would have known that their
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force was not reasonable and that it created a serious risk of
asphyxiating Scott.
Defendants argue that Drummond does not control
because it clearly established that the use of bodyweight
force was excessive only on a prone and already handcuffed
individual. But construing the events in Scott’s favor,
officers used their bodyweight on Scott while he was
restrained with his hands behind his back, which is the
functional equivalent of being handcuffed. And more
critically, the officers received fair notice that their force was
constitutionally excessive despite the timing of the
handcuffing. Drummond addressed a handcuffed suspect,
but as explained above, it also opined more generally about
the use of bodyweight force on a prone individual. See
Drummond, 343 F.3d at 1061–62. Indeed, Drummond also
addressed a mentally ill and distressed individual who was
not suspected of any crime and was being taken into custody
only for his own safety. Id.
Moreover, as Drummond itself demonstrates, a decision
with identical facts is not required to clearly establish that it
is unreasonable to use deadly force when the force is totally
unnecessary to protect officers, the public, or the suspect
himself. See Hope v. Pelzer, 536 U.S. 730, 740 (2002)
(There can be “notable factual distinctions between the
precedents relied on . . . so long as the prior decisions g[i]ve
reasonable warning that the conduct then at issue violated
constitutional rights.” (quoting United States v. Lanier, 520
U.S. 259, 269 (1997))). Though officers must be fairly on
notice that their conduct was unconstitutional, defining the
“right allegedly violated” in too much detail allows
“officials, and future defendants, to define away all potential
claims.” See LSO, Ltd. v. Stroh, 205 F.3d 1146, 1158 (9th
Cir. 2000) (quoting Kelley v. Borg, 60 F.3d 664, 667 (9th
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Cir. 1995)) (cleaned up). We have thus repeatedly applied
Drummond as clearly established law despite some variation
in the force presented. See, e.g., Zelaya v. Las Vegas Metro.
Police Dep’t, 682 F. App’x 565, 567 (9th Cir. 2017) (mem.)
(holding that although officers used bodyweight force for a
period shorter than the officers in Drummond, Drummond
controlled because there was a material issue of fact
regarding whether the force was used for a “significant”
period); Tucker v. Las Vegas Metro. Police Dep’t, 470 F.
App’x 627, 629 (9th Cir. 2012) (mem.) (holding that
although, unlike Drummond, the suspect resisted,
Drummond still controlled because of the similar use of
bodyweight force).3 We do the same here. Drummond
clearly established that the officers’ use of force was
constitutionally excessive.
- Fourteenth Amendment Claim
Rochelle Scott alleges that Smith and Huntsman’s use of
force also violated her Fourteenth Amendment substantive
due process rights. We hold that Smith and Huntsman
violated Rochelle Scott’s constitutional right to familial
association, but because that right was not clearly
established, Smith and Huntsman are entitled to qualified
immunity.
3 Our court’s recent decision in Perez v. City of Fresno, 98 F.4th 919 (9th
Cir. 2024), does not change this analysis. There, we found the officers
were entitled to qualified immunity because they were acting at the
direction of a paramedic when they applied their bodyweight. Id. at 926
(“Given the specific context of this case, we cannot conclude that
Drummond put the officers on fair notice that their actions—pressing on
a backboard on top of a prone individual being restrained for medical
transport, at the direction of a paramedic working to provide medical
care—was unlawful.” (emphasis in original)). Smith and Huntsman did
not rely on an equivalent intervening decisionmaker here.
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- Smith and Huntsman violated Rochelle Scott’s
Fourteenth Amendment rights.
Parents and children have a substantive due process right
to a familial relationship free from unwarranted state
interference. Hardwick v. County of Orange, 980 F.3d 733,
740–41 & n.9 (9th Cir. 2020). To show a violation of the
right to familial association under the Fourteenth
Amendment based on an officer’s use of force, a plaintiff
must establish that an officer’s conduct “shocks the
conscience.” Nicholson v. City of Los Angeles, 935 F.3d 685,
692 (9th Cir. 2019) (quoting Wilkinson v. Torres, 610 F.3d
546, 554 (9th Cir. 2010)).
Two tests govern whether an officer’s conduct “shocks
the conscience.” Ochoa v. City of Mesa, 26 F.4th 1050, 1056
(9th Cir. 2022). “Which test applies turns on whether the
officers had time to deliberate their conduct.” Id. The
“deliberate-indifference test” applies when a situation
“evolve[s] in a time frame that permits the officer to
deliberate before acting.” Porter v. Osborn, 546 F.3d 1131,
1137 (9th Cir. 2008). The more demanding “purpose-to
harm test” applies when a situation “‘escalate[s] so quickly
that the officer must make a snap judgment.” Id.
To decide which test to apply, we must thus ask whether
actual deliberation by the officer was “practical.” Porter,
546 F.3d at 1137 (quoting Moreland v. Las Vegas Metro.
Police Dep’t, 159 F.3d 365, 372 (9th Cir. 1998), as amended
(Nov. 24, 1998)). But we have recognized that deliberation
may be practical even without an extended timeline of
events. In Nicholson, for example, an officer had time to
deliberate when, after seeing a teenager with a toy gun, he
jumped out of a car and fired several shots. 935 F.3d at 693–
- The officer’s “immediate use of force without
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communicating with his partner, his failure to seek cover,
and his failure to formulate a plan before acting were”
sufficient to create a genuine dispute of fact on whether
deliberation was practical. Id. at 693. The court thus applied
the deliberate indifference test. Id.; cf. Wilkinson, 610 F.3d
at 554 (distinguishing exigent circumstances by applying the
purpose-to-harm standard where “[w]ithin a matter of
seconds, the situation evolved from a car chase to a situation
involving an accelerating vehicle in dangerously close
proximity to officers on foot”).
We hold that, viewing the facts in the light most
favorable to Plaintiff, Smith and Huntsman had time to
deliberate. In other words, the encounter was not escalating,
and officers had time to consider their next steps. Over seven
minutes passed after officers arrived on the scene before they
had any physical contact with Scott. Indeed, the officers
called their sergeant to ask for guidance before continuing
the encounter. And once Scott exited his apartment, he
moved slowly, complied with officers’ orders, and openly
explained that he was suffering from mental illness. These
circumstances gave the officers ample time to consider their
conduct before acting, and the deliberate indifference
standard applies.
Applying the deliberate indifference standard, Smith and
Huntsman violated Rochelle Scott’s Fourteenth Amendment
rights. An officer acts with deliberate indifference by
disregarding a known or obvious consequence of their
actions. Nicholson, 935 F.3d at 693. This “entails something
more than negligence but is satisfied by something less than
acts or omissions for the very purpose of causing harm or
with knowledge that harm will result.” Tatum v. Moody, 768
F.3d 806, 821 (9th Cir. 2014) (quoting Gantt v. City of Los
Angeles, 717 F.3d 702, 708 (9th Cir. 2013)). In Nicholson,
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for example, an officer observed a teenager among a group
of students in uniforms and with backpacks who appeared to
be holding a gun pointed at the ground. 935 F.3d at 693. We
held that, because the suspect “was not engaged in any
threatening . . . behavior,” and was surrounded by other
minors, the officer acted with deliberate indifference when
he rushed toward the teens and fired his weapon at them as
he ran. Id.
Taking the facts in the light most favorable to Plaintiff,
Smith and Huntsman were deliberately indifferent to the risk
that their use of force could seriously injure or kill Scott.
Scott presented no immediate risk to the officers before they
initiated deadly force. And when officers took Scott to the
ground, he cried out in distress over the course of the
encounter. After Huntsman put his bodyweight on Scott,
Scott’s cries were also increasingly muffled and incoherent.
A jury could find the use of bodyweight force given these
circumstances was deliberate indifference. Cf. Farmer v.
Brennan, 511 U.S. 825, 842 (1994) (finding when evaluating
deliberate indifference in an Eighth Amendment claim that
whether an “official had the requisite knowledge of a
substantial risk is a question of fact subject to demonstration
in the usual ways, . . . and a factfinder may conclude that
[the] official knew of a substantial risk from the very fact
that the risk was obvious”).4 Thus, construing all facts and
resolving all disputes in Rochelle Scott’s favor, Smith and
Huntsman violated her Fourteenth Amendment rights.
4 Defendants appear to acknowledge as much, arguing that they did not
engage in “conscience shocking” behavior only by applying the purpose
to-harm standard.
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- Rochelle Scott’s Fourteenth Amendment rights
were not clearly established at the time of the
violation.
Even if a constitutional violation occurred, Smith and
Huntsman are nevertheless entitled to qualified immunity
unless the constitutional right was clearly established at the
time of the officers’ conduct. Rice, 989 F.3d at 1120.
Because no analogous case existed at the time of the events
here, we hold that the district court erred by denying
Defendants qualified immunity for this claim.
We have long recognized that a child’s constitutionally
protected interest in the companionship of a parent can be
violated by an officer’s conscience shocking conduct. See
Hayes v. County of San Diego, 736 F.3d 1223, 1229–30 (9th
Cir. 2013). But clearly established law cannot be defined at
such a “high level of generality.” White v. Pauly, 580 U.S.
73, 79 (2017) (quoting Ashcroft v. al-Kidd, 563 U.S. 731,
742 (2011)). Instead, “[f]or a right to be clearly established,
case law must ordinarily have been earlier developed in such
a concrete and factually defined context to make it obvious
to all reasonable government actors, in the defendant’s place,
that what he is doing violates federal law.” Shafer v. County
of Santa Barbara, 868 F.3d 1110, 1117 (9th Cir. 2017). That
is not the case here. Although Plaintiff need not identify a
factual twin, Plaintiff identifies no authority for finding a
Fourteenth Amendment violation here, instead citing only a
general statement of the rule.5 We have not identified any
5 Although the facts underlying the claims may be the same, “Fourth
Amendment cases . . . do not clearly establish the contours of . . .
Fourteenth Amendment substantive due process rights.” Nicholson, 935
F.3d at 696 & n.5.
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such authority either. Smith and Huntsman are entitled to
qualified immunity for this claim.
We thus reverse the district court’s summary judgment
denying Officers Smith and Huntsman qualified immunity
because Rochelle Scott’s constitutional right was not clearly
established at the time of the violation. But we now clarify
that right going forward. See supra Section II.A.
CONCLUSION
We affirm the district court’s denial of qualified
immunity to Smith and Huntsman as to the Fourth
Amendment claim and reverse the court’s ruling as to the
Fourteenth Amendment claim. We remand for proceedings
consistent with this opinion.
AFFIRMED in part, REVERSED in part, and
REMANDED. Each party shall bear its own costs on
appeal.